SEC Investment Adviser Proposal The Securities and Exchange Commission is proposing a new rule 206(4)-11 under the Investment Advisers Act of 1940 which would require: (I) INITIAL DUE DILIGENCE & REASSESSMENT REGULATORY EXPECTATIONS:- Prohibits registered...
Quadrangle hosted a webinar on Wednesday March 15 to provide an asset protection update given recent market events. Click here to access the recording in a new tab. Topics include: Deposit Accounts Custody Accounts Cash Sweeps PB Accounts – US, Arranged, Enhanced, UK...
Quadrangle, an industry-leading provider of bank and service provider management and contract negotiation, announces their achievement of System and Organization Controls (SOC) 2 Type 1 compliance. As the need for cybersecurity increases, obtaining a SOC 2 Type 1...
Dear Readers, Welcome to the Quadrangle Blog! We are excited to provide you with key insights from our team of legal and financial experts in the investment management industry. We plan to bring you valuable information, including access to our market intelligence...
