Quadrangle Blog

Client Notice from DTCC GMEI:

"Dear DTCC GMEI Clients, Please be informed that effective 27th July 2023 at 5pm EDT, Business Entity Data B.V. (a service of DTCC) has terminated all of its LEI services. Business Entity Data B.V. will retire its Global Markets Entity Identifier (GMEI) utility by...

SEC New Proposed Rule 206(4)-11 for Third-Party Risk Management – Quadrangle Services & Tools

SEC Investment Adviser ProposalThe Securities and Exchange Commission is proposing a new rule 206(4)-11 under the Investment Advisers Act of 1940 which would require: (I) INITIAL DUE DILIGENCE & REASSESSMENT REGULATORY EXPECTATIONS:- Prohibits...

Asset Protection Update

Quadrangle hosted a webinar on Wednesday March 15 to provide an asset protection update given recent market events. Click here to access the recording in a new tab.Topics include: Deposit Accounts Custody Accounts Cash Sweeps PB Accounts – US,...

Quadrangle Achieves SOC 2 Type 1 Adherence Compliance

Quadrangle, an industry-leading provider of bank and service provider management and contract negotiation, announces their achievement of System and Organization Controls (SOC) 2 Type 1 compliance. As the need for cybersecurity increases, obtaining...

Opening Remarks from Michael Katz, Founder of Quadrangle

Dear Readers,   Welcome to the Quadrangle Blog! We are excited to provide you with key insights from our team of legal and financial experts in the investment management industry. We plan to bring you valuable information, including access to our...

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